Developing, enhancing and maintaining effective surveillance policies, applications and platforms has become a keystone for all market participants.
FMC can provide consultation on financial markets surveillance that ranges from quite specific parts of your ecosystem to full bottom to top business reviews.
Our experienced team will help identify areas that require improvement and will put forward appropriate solutions.
Adapting to a changing landscape.
It is incumbent upon management to demonstrate all “reasonable steps” were taken to prevent abusive, manipulative or illegal practices.
Pinpointing possible discrepancies and oddities continues to evolve for trade surveillance and monitoring. Recent challenges such as transitioning to working from home arrangements require the adoption of best market practices.
Our team of experts at FMC, can provide clear insights on how firms can continue to adapt and evolve in this changing landscape.