Case Study: Framing regulatory requirements
Sweeping reforms continue to take place across asset classes within the financial markets.
Whilst a major Australian bank was conducting an internal review, we provided subject matter expertise for FX practices and processes. This helped navigate external investigations by regulators from UK, USA and Australia.
Undertaking remediation across business units, the development and implementation of ‘best practice’ frameworks and controls ensured that our client met regulatory standards across multiple jurisdictions.